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ERM Program Fundamentals for Success in the Banking Industry

ERM PROGRAM FUNDAMENTALS FOR SUCCESS IN THE BANKING INDUSTRY

Available Date(s)
Thursday, January 27, 2022: 1:00PM EST

Cost Free
CPE Credits 1.0 hour
Subject Area 1.0 - Management Services
CE Credits 0.0 hours
Course Level Basic
Instructional Method Group Internet Based
Prerequisites None
Advanced Preparation None
Course Description

Enterprise Risk Management (ERM) is critical for industry growth in today’s fast-paced and ever-changing risk landscape. When building your ERM program foundation, you need to answer questions such as


  • Do we have robust board and management support?

  • Do we understand and articulate our organization’s risk appetite and how that impacts our business units?

  • How are we measuring and rating our risk impact?

  • What controls do we have to mitigate our risk?

  • Are we leveraging risk velocity and vulnerability to obtain more granular residual risk results?

  • Does our organization understand and support the importance of a strong ERM program to continue to position our company for growth?


This session outlines these and other foundational elements, allowing you to start or validate your ERM program.

Learning Objectives: 


  • Determine the "Tone at the Top"

  • List and summarize ERM fundamentals

  • Outline an ERM framework

Linkedin

William C. Hord

Quantivate
Vice President of Enterprise Risk Management Services
william.hord@quantivate.com
(425) 947-5929

Quantivate

William “Bill” Hord has over 30 years of experience in executive management within the financial services industry focused on risk management, financial software, and lending/collections. He joined Quantivate as the VP of Enterprise Risk Management Services responsible for providing strategic consultation to organizations seeking to enhance or create viable and sustainable risk management programs.

Prior to joining Quantivate, he spent the last several years as the VP of ERM leading a Midwest financial institution as their BSA Officer, Compliance Officer, and Security Officer. While there he was responsible for overseeing enterprise risk, business continuity, vendor management, compliance, fraud prevention, lending & new account quality assurance, BSA/AML, emergency response, physical security, bonding/insurance, and audit management.

He is COSO and Compliance Certified along with being an exciting presenter, engaging the audience for maximum immersion in a given topic. He is highly sought after and consults with numerous financial institutions and industries across the country helping them to build and enhance their risk management programs. He also works with many associations and professional organizations to enhance and teach their ERM curriculum.

Frequently Asked Questions
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Handout Materials
Presentation Slides
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About Our Presenter

Quantivate
Quantivate is a provider of web-based governance, risk, and compliance (GRC) technology and service solutions to organizations both large and small nationwide. Founded in 2005 with the release of its Business Continuity Software, the company has grown to feature a full suite of solutions for GRC management, including Business Continuity, Vendor Management, Enterprise Risk Management, IT Risk Management, Internal Audit, Compliance Management, Complaint Management, and Policy & Document Management.